SPECIALIZED EQUITY SERVICES
Specialized equity trading services such as affiliate transactions, block-trade executions, share purchase programs and financial sponsor distributions are some of the critical needs of our executive, corporate and venture clients. We deliver institutional-quality trade execution and legal/regulatory expertise—so you can focus on running your organization.
Our services include:
- Block-trading
Handle restricted stock, prospectus delivery and clean shares
- Corporate share repurchases
Execute traditional open market programs as well as accelerated programs
- Tender offers
Oversee (as dealer/manager) this unique way to quickly repurchase a large sum of stock
- Exercising stock options
Manage the process without fees or margin interest on cashless transactions
- Corporate and employee stock purchase plans
Handle all compliance and trading issues
- Cash management
Customize solutions for our corporate clients
- Equity Derivatives
Offer a full range of equity risk management solutions