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SALES AND TRADING

The most compelling financing strategy in the world means little without wide distribution and savvy trading. You need a leader with the size and sophistication to compete in today’s capital markets. Look to Wachovia for expert underwriting, distribution, and trading in equity, fixed income, specialized equity, and money market securities.

Fixed Income Sales and Trading
Sales, trading, and research for a full range of fixed income securities
Money Market Sales
Specialized taxable and tax-exempt money market trading and investments for investors, corporations, and public entities
Specialized Equity Services
Unique equity trading transactions for executives, corporations and venture clients

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Wachovia Securities is the trade name for the corporate and investment banking services of Wachovia Corporation and its subsidiaries, including Wachovia Capital Markets, LLC ("WCM"), member FINRA/SIPC.

Debt and equity underwriting, trading, research and sales, loan syndications agent services, and corporate finance and M&A advisory services are offered by WCM.

Mezzanine capital, private equity, municipal securities trading and sales, cash management, credit, international, leasing and risk management products and services are offered by various non-broker dealer subsidiaries of Wachovia Corporation.

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Related Links

Disclosure of SEC Rule 605 - Required Order Execution Information
Historical Disclosures for SEC Rule 605
Disclosure of SEC Rule 606 - Required Order Routing Information
Disclosure on Disaster Recovery This document requires Adobe Acrobat Reader.
Auction Practices and Procedures for Wachovia Bank, National Association and Wachovia Capital Markets, LLC

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