Wachovia logo: go to home page
Home | Customer Service | Contact Us | Locations  

FULL-SERVICE BROKERAGE

Time. These days, it seems like a precious commodity. A Full-Service Brokerage account may give you more time with family, extra hours to build a business, or whatever it is you enjoy most—because your Wachovia Securities Financial Advisor is watching and helping to guide your investment portfolio.

You can trust your Financial Advisor to provide you with customized, objective advice as well as help you build and manage your wealth through investment planning and tailored investment strategies. Your Financial Advisor works with you to create an appropriate investment portfolio—and helps ensure that it stays balanced with your objectives and risk tolerance.

Get Started Today
There's no minimum balance requirement to get started, so why not let us help you begin planning for your future today? To set up an appointment, call Wachovia Securities at (866) 411-0899, 8:30am to 5:00pm ET, Monday through Friday. You can learn more about all the features of a Full-Service Brokerage account or apply online below.

Full-Service Features
Backed by the firm's market analysts and research sources, and with a diverse selection of accounts and services to choose from, your Financial Advisor has all the tools to provide you with a personalized plan to manage your assets. Full-Service includes:

  • Personal Financial Review1
    As the foundation of your plan, this review enables you to chart progress towards your goals, and is tailored to address your needs. Also included in your review: Balance Sheet and Asset Allocation; Income Tax and Cash-Flow Analysis,2 Education, Retirement, and Estate Planning; Life Insurance Needs Analysis,3 plus a Financial Summary, Action Steps, and more.

    Asset allocation cannot eliminate the risk of fluctuating prices and uncertain returns.

  • Customized Report
    Designed to be flexible, this report addresses the important financial needs of every stage of your life and gives you a snapshot of both your current and potential future situation.
  • Online Access
    Review your brokerage account balances, activity, holdings, and performance. Get real-time quotes, market data, and the latest industry and market news—24 hours a day, seven days a week.4
  • Portfolio Analysis
    An on-going, four-step process that simplifies investing and ensures that the investment decisions you make support your long-term financial goals.

Optional Account Features

  • Banklink—Link your brokerage account to a Wachovia bank deposit account, allowing funds transfers between the two.
  • Margin—Expand your buying power by borrowing against your existing holdings at competitive rates.

    Margin borrowing adds risk to your investments and is not suitable for all investors. If the market value of the eligible securities in your margin account declines, you may be required to deposit more money or eligible securities in order to maintain your line of credit, or we may be forced to sell securities held in your account.

  • Dividend Reinvestment—Reinvest dividends into securities in your brokerage account instead of receiving them by mailed check.
Locate a Financial Advisor
Use our locator to find a Wachovia Securities Financial Advisor near you.
Investment Choices
Learn more about the array of investment choices available to you at Wachovia Securities.
How an Advisor is Paid
Review how your Financial Advisor may receive compensation for professional advice that can help you establish and realize your financial goals.
Fees and Commissions This document requires Adobe Acrobat Reader.
Complete information about fees and commissions associated with investment accounts and services, online trades, and broker-assisted trades.

This document requires Adobe Acrobat Reader. Documents marked with this icon require Adobe Acrobat Reader. If you don't already have this software installed, you can download it for free from Adobe's Web site. Get Acrobat Reader now.

10/06 0706-30739

1 Available to clients with a minimum of $2 million of investable assets.

2 Wachovia Securities is not a tax or legal advisor.

3 Insurance products are available through insurance subsidiaries of Wachovia Corporation and other underwriters. Not available in all states.

4 Access to the service may be limited, delayed or unavailable during periods of peak demand, market volatility, system upgrades or maintenance, or electronic, communication or system problems, of for other problems.
Securities and Insurance Products: Not Insured by FDIC or any Federal Government Agency; May Lose Value; Not a Deposit of or Guaranteed by a Bank or any Bank Affiliate

Wachovia Securities is the trade name used by two separate, registered broker-dealers and non-bank affiliates of Wachovia Corporation providing certain retail securities brokerage services: Wachovia Securities, LLC, Member NYSE/SIPC, and Wachovia Securities Financial Network, LLC, Member FINRA /SIPC.

Member FDIC. Only deposit products are FDIC insured.

Wachovia Securities Statement of Financial Condition
Audited - December 31, 2007 This document requires Adobe Acrobat Reader.
Unaudited - June 30, 2008 This document requires Adobe Acrobat Reader.

Access Accounts
Personal Finance Login

Apply Now
All Application Forms

Related Links

•Investment Services Group Schedule of Fees This document requires Adobe Acrobat Reader.
•Online Brokerage Demo

Personal Finance Customer Service

Personal Finance Contacts
Locations
Personal Finance FAQs
Site Map
Glossary
Search
Privacy and Security | Legal | Careers | Merger | About Wachovia
© 2008 Wachovia Corporation. All rights reserved.