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Brokerage Accounts

At Wachovia Securities, we realize that every investment portfolio is as unique as the person who owns it. In your search for an investment firm, you have come to expect individualized advice and multiple choices—and we stand ready to help you achieve those goals for many years to come. To help you meet your objectives, our brokerage accounts provide access to a selection of stocks, bonds, and mutual funds, as well as correspondent and affiliate research.

Get the best of both worlds.
Whether you prefer objective, thoughtful recommendations from one of our Financial Advisors, or decide to do your own investing, we encourage you to choose the type of relationship best suited for your needs.

Full-Service Brokerage
A Full-Service Brokerage account provides you with complete asset management through an experienced Financial Advisor who is available for guidance by phone or at your Financial Center. However, choosing this option does not limit you to only broker-assisted trades. If you choose, you can also place your own trades through a Wachovia Securities Online Brokerage account.
Self-Directed Brokerage   (Apply Now)
If you prefer to handle investment choices and transactions on your own, Wachovia Securities Direct allows you to do just that, online or over the phone. And should you feel like you need some help—perhaps to rebalance your portfolio or reevaluate investments after a life-changing event—you can always call and speak to a Wachovia Securities Direct broker.

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10/06 0706-30738
Securities and Insurance Products: Not Insured by FDIC or any Federal Government Agency; May Lose Value; Not a Deposit of or Guaranteed by a Bank or any Bank Affiliate Wachovia Securities is the trade name used by two separate, registered broker-dealers and non-bank affiliates of Wachovia Corporation providing certain retail securities brokerage services: Wachovia Securities, LLC, Member NYSE/SIPC, and Wachovia Securities Financial Network, LLC, Member FINRA /SIPC.

Member FDIC. Only deposit products are FDIC insured.

Wachovia Securities Statement of Financial Condition
Audited - December 31, 2007
Unaudited - June 30, 2008

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•Wachovia Securities Direct Fees
•Investment Services Group Schedule of Fees
•Understanding Your Brokerage Account Statement

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